Hero

Listings

We pride ourselves on providing highly professional sponsorship services to a wide range of issuers from around the globe seeking to list their products on a stock exchange.

We are listing sponsors on the following exchanges:

  • The International Stock Exchange (TISE)
  • Cayman Islands Stock Exchange (CSX)
  • Bermuda Stock Exchange (BSX)

 

In this role, our teams co-ordinate the listing process and collect all pertinent data required by the relevant stock exchange. And acting as listing sponsors/agent, we help our clients meet their ongoing reporting obligations.  

Our services include:

  • Preparing the formal letter of application and vetting the prospectus to ensure compliance with the listing regulations
  • Submitting the prospectus to the listing committee
  • Submitting issuer/director/sponsor undertakings
  • Vetting and submitting all further documents required under the listing regulations
  • Acting at all times as the issuer’s principal channel of communication with the stock exchange, and maintaining close informational ties with the issuer
  • Ensuring the issuer complies with its continued obligations under the relevant section of the listing regulations (depending on the nature of the security listed and the jurisdiction)
  • Responding quickly on behalf of the issuer to all enquiries made by the stock exchange
  • For TISE listings – preparing initial application documents including a wrapper/ listing document, reviewing the offering document or instruction to ensure compliance with the listing rules and the submission of the fund listing application
  • Acting as listing sponsor for other instruments including debt and insurance-linked securities (ILS)
James Maitland profile photograph

James Maitland

Head of Americas & Caribbean

BVI
Bermuda
Cayman Islands

Alison Dyer profile photograph

Alison Dyer

Managing Director

Bermuda

+1 441 294 8007

alison.dyer@estera.com


Richard Gordon profile photograph

Richard Gordon

Managing Director

Cayman Islands

Mel Torode profile photograph

Mel Torode

Managing Director

Guernsey

+44 1481 742 780

mel.torode@estera.com


Norman Amey profile photograph

Norman Amey

Director

Guernsey

+44 1481 742 600

norman.amey@estera.com


Mariana Enevoldsen profile photograph

Mariana Enevoldsen

Director

Guernsey

Liz Fitzgibbons profile photograph

Liz Fitzgibbons

Sales Director

United Kingdom

+44 7444 090 181

liz.fitzgibbons@estera.com


Ethan Levner profile photograph

Ethan Levner

Group Head of Corporate Development, Group Head of Funds

United Kingdom

+44 20 7002 7606

ethan.levner@estera.com


Louise Manklow profile photograph

Louise Manklow

Client Director

Guernsey

+ 44 1481 742 783

louise.manklow@estera.com


Ian Smith profile photograph

Ian Smith

Client Director

Guernsey

+44 1481 742 796

ian.smith@estera.com


Kevin Smith profile photograph

Kevin Smith

Director

Guernsey

+44 1481 742 642

kevin.smith@estera.com


Nic Swartz profile photograph

Nic Swartz

Client Director

Cayman Islands

Nadia Trehiou profile photograph

Nadia Trehiou

Client Director

Jersey

+44 1534 844 806

nadia.trehiou@estera.com